Jonathan Sabin and Peter Herman analyze the SEC's September 2025 policy shift under Chairman Paul Atkins toward a "notice ...

A significant change has taken place in how the U.S. government, particularly the Securities and Exchange Commission (SEC), ...

Opinion: The SEC's move to allow public companies to adopt mandatory arbitration provisions could sharply reduce securities ...

93% of FY 2025 actions were filed before the SEC administration change. The U.S. Securities and Exchange Commission (SEC) brought 30% fewer enforcement actions against public companies and ...

The Trump administration wants the US Supreme Court to weigh in on the SEC’s power to recoup illicit profits in cases where investor harm can’t be quantified, asking the high court to take up a ...

Maxine Waters, the top Democrat who may lead the House Financial Services Committee again if Democrats prevail, has a crypto ...

The US Securities and Exchange Commission has sharply reduced enforcement against cryptocurrency firms since President Donald ...

October 15, 2025 - As the Securities and Exchange Commission (SEC or Commission) transitioned to the new administration and the leadership of Chairman Paul Atkins earlier this year, two parallel ...

As the old saying goes, there are few certainties in life beyond death and taxes. For securities enforcement lawyers, that list of certainties also includes a flurry of SEC enforcement action in ...

The municipal advisor area "remains a heavy focus of both the commission's Division of Examinations as well as the Division of Enforcement," Andrew Kintzinger, counsel at Hunton Andrews Kurth, said.

SEC staff discovers some financial advisors are not including testimonial disclosure requirements despite marketing rule ...