the Wolfsberg Group Financial Institution Name: Location (Country) : JPMorgan Chase & Co. Global

In the Wolfsberg Principles for Correspondent Banking, which were issued in 2002, the Wolfsberg Group encouraged the development of an international registry for financial institutions that would ena-ble …

The Wolfsberg Guidance on SWIFT RMA Due Diligence outlines the minimum due diligence standards required for non-customer RMAs. 8. What is the difference between the CBDDQ and the FCCQ?

KYC Registry Extract of the Wolfsberg Group Correspondent Banking Due Diligence Questionnaire (CBDDQ) as available on Swift KYC Registry for: HSBC BANK USA, NATIONAL ASSOCIATION …

The Wolfsberg Group Statement on Effective Monitoring for Suspicious Activity Introduction The Wolfsberg Group (the Group) published a Statement on Effectiveness in 20191 which outlined three …

Wolfsberg Group Financial Crime Compliance Questionnaire 2023 (FCCQ V1.2) Aegon Ltd. I, Caroline Macefield, Chief Compliance Officer Aegon Ltd., certify that I have read and understood this …

Wolfsberg CDBBQ v1.4 2025 Wolfsberg Group Correspondent Banking Due Diligence Questionnaire (CBDDQ) V1.4 Financial Institution Name: Location (Country) : Bank Julius Baer & Co. Ltd. Switzerland

HSBC’s Global Financial Crime Policy as it relates to Anti-Money Laundering, is informed by applicable laws, regulations, regulatory guidance and best practice of the United Kingd om and the United …

108 109 109 a 110 Wolfsberg Group Correspondent Banking Due Dilig€nc€ Queslionnaire (CBDDQ) V1 4 dated List (EU) i Lists maintained by other G7 member counlries Other (spesfy) Used for screenino …

129 130 131 131 a 132 Wolfsberg Group Correspondent Banking Due Diligence Questionnaire (CBDDQ) VI .4 Does the Entity have real time monitoring to detect fraud? Do the Entity's processes …

The Wolfsberg Group consists of the followlng leading International financial institutions: Banco Santander, Bank of Tokyo-Mitsubishi UFJ, Barclays, Citigroup, Credit Suisse, Deutsche Bank, …

May 16, 2024 · 20 21 21 a Wolfsberg Group Financial Crime Compliance Questionnaire 2023 (FCCQ V 1.2) Has the Entity defined a risk tolerance statement or similar document which defines a risk …

Background On February 10, 2023, the Wolfsberg Group released version 1.4 of the Correspondent Banking Due Diligence Questionnaire (CBDDQ). The questionnaire1 contains a new section focused …

Does the Entity have policies, procedures or other controls reasonably designed to prohibit and/or detect actions taken to evade applicable sanctions prohibitions, such as stripping, or the resubmission …

Does the Entity have policies, procedures and processes to review and escalate potential matches from screening customers and connected parties to determine whether they are PEPs, or controlled by …

May 24, 2023 · 20 21 21 a Wolfsberg Group Financial Crime Compliance Questionnaire 2023 (FCCQ V 1.2) Has the Entity defined a risk tolerance statement or similar document which defines a risk …

The Wolfsberg Group consists of the following leading international financial institutions: Banco Santander, Bank of America, Bank of Tokyo-Mitsubishi UFJ, Barclays, Citigroup, Credit Suisse, …

Prohibit opening and keeping of accounts for any of unlicensed/unregulated remittance agents, exchanges houses, casa de cambio, bureaux de change or money transfer agents

May 12, 2025 · Signature Page Wolfsberg Group Financial Crime Compliance Questionnaire 2023 (FCCQ V1.2) Capital One Financial Corporation Christopher J. Prokop (Financial Institution name) I, …

76 b Respondent Banks 76 b1 If EDD or restricted, does the EDD assessment contain the elements as set out in the Wolfsberg Correspondent Banking Principles 2022? 76 c Embassies/Consulates 76 d